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MainStay US Small Cap Fund
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FUND TYPE
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Balanced Fund
Exchange Traded Fund
Fund of Funds
Index Fund
Interval Fund
Managed Volatility
Master-Feeder Fund
Money Market Fund
Structured Fund
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INDEX
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Select Index
1 Year S&P 500 7.5% Daily Risk Control
10-Year United States Treasury Bond
AB 500 Plus Index
AB 500 Plus Index
AB All Market Index
AB Growth and Value Balanced Index
AI Powered Global Opportunities Index
AI Powered Multi-Asset Index
AI Powered US Equity Index
AQR DynamiQ Allocation Index
Afternoon (PM) London Gold Market Fixing Price
Aging of America Index
American Funds The Growth Fund of America
Avantis Barclays Volatility Control
BNP Paribas High Dividend Plus
BNP Paribas Momentum Multi Asset 5 Index
BNP Paribas Multi Asset Diversified 5
BNP Paribas Technology Balanced 7
BNP Paribas US Governance Multi Asset Index
BNPP Global H-Factor Index
BNPP Patriot Technology Index
BOFA U.S Strenght fast convergence index
Bailout
Balanced Asset 10 Index
Balanced Asset 5 Index
Balanced Capital Strength 6 Index
Barclays All Caps Trailblazer 5 Index
Barclays Aries Index
Barclays Armour II
Barclays Asset 5
Barclays Atlas 5
Barclays Capital U.S. Aggregate Bond Index
Barclays Focus50 Index
Barclays Global Quality 5% Index
Barclays Global Trailblazer
Barclays Large Cap Intraday VC10
Barclays Risk Balanced Index
Barclays Risk Balanced Index
Barclays Tactical Growth Index
Barclays Trailblazer Sectors 5 Index
Barclays Transitions 12 VC Index
Barclays Transitions 6 VC Index
Barclays U.S. Dynamic Balance Index
Barclays US Low Volatility II ER Index 5%
Barclays US Low Volatility II ER Index 7%
Barclays US Tech 12% Index
Barclays Zorya 5% Index
BlackRock Adaptive US Equity 15% Index
BlackRock Adaptive US Equity 7% Index
BlackRock Diversa Volatility Control
BlackRock Dynamic Allocation
BlackRock ESG U.S. 5% Index ER
BlackRock Endura
BlackRock Market Advantage Index
BlackRock Select Factor Index
BlackRock Select Factor Index
BlackRock U.S. Equity Bitcoin Balanced Risk 10% Index
BlackRock U.S. Equity Bitcoin Balanced Risk 12% Index
BlackRock iBLD Claria
BlackRock iBLD Claria ER Index
Blackrock Adaptive US Equity 5% Index
Blended Futures Index
Bloomberg Barclays U.S. Aggregate Bond Index
Bloomberg Barclays U.S. Treasury Inflation Protected Securities (TIPS) 1–10 Year Index
Bloomberg Commodity Index
Bloomberg Commodity Index
Bloomberg Global Momentum Diversified Leaders 5% ER Index
Bloomberg US Dynamic Balance ER Index
Bloomberg US Dynamic Balance II ER Index
Bloomberg US Dynamic Balance III ER Index
Bloomberg US Dynamic Balance Index II
Bloomberg Versa 10
BofA Destinations Index
BofA Global MegaTrends Index
BofA Iris US Sectors Index
BofA Multi-Asset FC 7 Index
BofA U.S. Agility Index
BofA USA Growth FC 10 Index
CROCI Sectors II 5.5 VC Index
CROCI Sectors II Index
CROCI Sectors III USD 5.5% VC Index
CROCI US 5% Volatility Control Index
CS Momentum Index
CS Tactical Multi Asset Index
Capital Group Dividend Value ETF
Capital Group Global Growth Equity ETF
Capital Group Growth ETF
Capital Strength Index
Capital Strength Index
Choice Russell 2000(R) Price Return Index
Choice S&P 500 Price Return Index
Citi Aria Index
Citi Dynamic Asset Selector Index
Citi Flexi-Beta 5 Excess Return Index
Citi Flexible Allocation 6 Excess Return Index
Citi Grandmaster Index
Citi Risk Balanced 5% Net
Credit Suisse Retiree Balanced Index
Credit Suisse truVol US Target Sectors Index
DB Foresight X-Asset 10 Index
DCA Fixed Account
DJ U.S. Real Estate
DJ US Real Estate Risk Control 10%
DJIA
Dimensional International Equity Focus Index
Dimensional International Equity Focus Index
Dimensional US Equity Core Plus Index
Dimensional US Foundations Index
Dimensional US Innovation Index
Dimensional US Small Cap Value Systematic Index
Dimensional US Small Cap Value Systematic Index
Diversified Blend
Diversified Macro 5 Index
Dow Jones - UBS Commodity Index
Dow Jones Industrial Average Index
Dow Jones U.S. Real Estate Index
Dynamic Balanced Asset 10 Index
Dynamo
EAFE Growth
EAFE Secure
EURO STOXX 50
Elevate Plus Barclays US Tech 12% Index
Elevate Plus Barclays Zorya 5% Index
Energy SPDR
Energy SPDR
Energy Select Sector SPDR Fund
Euro STOXX 50
FTSE 100 Index
Fidelity AIM Dividend Participation
Fidelity Multifactor Yield Index 5% ER
Fidelity Stocks for Inflation Index 5% ER
Fidelity US Corporate Strength
Fidelity US Corporate Strength
Fidelity US Quality Factor Index 5% ER
Fidelity World Factor Leaders Index
Fidelity World Factor Leaders Index
Financial SPDR
Financial SPDR
Financial Select Sector SPDR Fund
First Trust American Leadership Index
First Trust American Leadership Index
First Trust Barclays Edge
First Trust Barclays Edge Index
First Trust Capital Strength Barclays 10% Index
First Trust Capital Strength Barclays 5% Index
First Trust Equity Edge Index
First Trust Growth Strength
Fixed Rate
Fixed Segment Option
Franklin Factors US Index
Franklin Global Trends Index
Franklin Large Cap Value 15% ER Index
Franklin Quality Dividend Index Interest Account
Franklin SG Select Advantage Index
Franklin SG Select Index
Franklin Spotlight Index
Franklin US Core Plus 7.5% vol
Franklin US Equity
Franklin US Equity Index
Franklin US Index
GS Momentum Builder
GS Momentum Builder Multi-Asset Class Index
GS Xenith Index
Global Equity Index
Global Multiple Index
Gold
Gold Commodity Index
Gold Index
Gold London Bullion Market
Gold SPDR
Gold SPDR
Goldman Sachs
Goldman Sachs Canopy Index
Goldman Sachs Equity TimeX Index
Goldman Sachs Global Factor
Goldman Sachs Grand Prix Index
Goldman Sachs Lexicon Long Short Index
Goldman Sachs Mariner Index
Goldman Sachs New Horizons Index
Goldman Sachs Pathfinder Index
Goldman Sachs Voyager Index
Guggenheim RBP Blended
HSBC AI Global Tactical Index
Hang Seng
Health Care Select Sector
Hindsight 20/20 Index
Hindsight Index Strategy
Horizon Ascend 5% Index
Invesco Dynamic Growth Index
Invesco New Economy Index
Invesco Peak II Index
Invesco Peak Index
Invesco QQQ 15 Index
Invesco QQQ ETF
Invesco QQQ ETF
Invesco QQQ FC 7
Invesco QQQ Growth Index
Invesco QQQ Portfolio Plus Index
J.P. Morgan AQUA Index
J.P. Morgan Cross-Asset Strategy Index
J.P. Morgan Mojave Index
J.P. Morgan Mozaic II
J.P. Morgan Mozaic II
J.P. Morgan Strategic Balanced
JP Morgan
JP Morgan Cycle Index
JP Morgan MOZAIC
JP Morgan Meridian Index
JP Morgan Rotator 5
JPMorgan ETF Efficiente 5
Janus Henderson Adaptive Market Leaders U.S. Index
Janus Henderson Equity Directionality Index
Janus SG Global Trends
Janus SG Guidance Index:Value Lock
Janus SG Lighthouse Index
Janus SG Market Consensus Index
Janus SG Market Consensus Index II
LBMA Afternoon (PM) Gold Price
Lehman Brothers U.S. Treasury Index
London Gold Market Fixing Ltd PM Fix Price/USD
London Interbank Offered Rate (LIBOR)
Loomis Sayles Discovery Index
Loomis Sayles Managed Futures 2 Index
Loomis Sayles Managed Futures Index
ML Strategic Balanced Index
MS Diversified Select Index
MS Diversified Select Index
MSCI ACWI
MSCI ACWI IMI Index
MSCI ACWI ex-USA IMI
MSCI All Country World Index (ACWI)
MSCI BofA US Dualcast Index
MSCI EAFE
MSCI EAFE
MSCI EAFE ETF
MSCI EAFE ETF
MSCI EAFE Index
MSCI EAFE+Canada Index
MSCI Emerging Markets
MSCI Emerging Markets
MSCI Emerging Markets Index
MSCI KLD 400 Social
MSCI KLD 400 Social
MSCI MKT MediaStats Multi-Asset Index
MSCI USA Balanced FC 10% Index
MSCI World Index
MSDA
Merrill Lynch RPM Index
Momentum Asset Allocator 5.5% VC Index
Morgan Stanley 3D
Morgan Stanley Dynamic Balance
Morgan Stanley Dynamic Contribution
Morgan Stanley Dynamic Global Index
Morgan Stanley Dynamic Rotator
Morgan Stanley Dynamic US Equities
Morgan Stanley Expanded Horizons Index
Morgan Stanley Global Equity Allocator
Morgan Stanley Global Opportunities Index
Morgan Stanley Inflation Aware Index
Morgan Stanley Strategic Trends 10 ER Index
Morgan Stanley US Equity Allocator Index
Morningstar Aggressive Target Risk Index
Morningstar Div. Yld. Focus Target Volatility 5
Morningstar Global Wide Moat VC 7 Index
Morningstar Moderate Target Risk Index
Morningstar Wide Moat Focus Barclays VC 7% ER
Multi-Asset Dynamic Managed 5 Index
Multi-Strategy Index
Multiple Index
NASDAQ
NASDAQ 100
NASDAQ Biotechnology
NASDAQ-100
NASDAQ-100 Index
NYSE Expanded Opportunities Index
NYSE GEARS Index
NYSE Premier Index
NYSE Zebra Edge
NYSE Zebra Edge
NYSE Zebra Edge II
Nasdaq FC Index
Nasdaq Generations 5 Index
Nasdaq Nexus 12% Index
Nasdaq Night Owl Index
Nasdaq Premier Index
Nasdaq Priva
Nasdaq-100 Agile 15% Index
Nasdaq-100 Bitcoin Trends 15% Index
Nasdaq-100 Engle 10% Index
Nasdaq-100 Intraday Elite 15% Index
Nasdaq-100 Max 30 Index
Nasdaq-100 Volatility Control 10% Index
Nasdaq-100 Volatility Control 10% NC
Nasdaq-100 Volatility Control 12% Index
Nasdaq-100 Volatility Control 12% NC
Nasdaq-100 Volatility Control 15% Index
Nasdaq-100 Volatility Control 7% Index
Oil
Oil Index
Optimal Index Strategy
PGIM Quant US Multi-Asset Positioning Index
PIMCO Balanced Index
PIMCO Equity Fusion
PIMCO Equity Fusion Index
PIMCO Global Elite Markets Index
PIMCO Global Optima Index
PIMCO Tactical Balanced ER Index
PIMCO Tactical Balanced Index
PIMCO US Advantage bond index
Performance Blend
Performance Blend
Pimco US Fundamental Balanced Index
Prism Expanded Opportunities Index
Putnam Dynamic Low Volatility Excess Return Index
RAFI Harvey GS Index
RBA Select Equity Yield CIBC 5% Index
RUSSELL 2000 Index
Research Affiliates Global Multi-Asset Index
Russell 1000 Growth Index
Russell 2000
Russell 2000
Russell 3000 Index
S&P 400
S&P 400 Index
S&P 500
S&P 500
S&P 500 ESG
S&P 500 & MSCI EAFE
S&P 500 & Nasdaq
S&P 500 & Russel 2000
S&P 500 (TR)
S&P 500 35% Edge Volatility 1% Decrement Index (USD) ER
S&P 500 Advantage 15% VT TCA ER Index
S&P 500 Average Daily Risk Control 10% Index
S&P 500 Avg Daily Risk Control 10% PR Index
S&P 500 Avg Daily Risk Control 5% ER
S&P 500 Composite Stock Price Index
S&P 500 Daily RC2 8% Index
S&P 500 Daily Risk Control 10% ER
S&P 500 Daily Risk Control 2.8%
S&P 500 Daily Risk Control 5% ER
S&P 500 Daily Risk Control 5% TR
S&P 500 Daily Risk Control 7% USD Excess Return Index
S&P 500 Distance Stabilizer Index
S&P 500 Dividend Aristocrats 5% Index
S&P 500 Dividend Aristocrats Daily Risk Control 5% ER
S&P 500 Dividend Aristocrats Daily Risk Control 5% TR
S&P 500 Dividend Aristocrats Daily Risk Control 5% VC
S&P 500 Duo Swift ER
S&P 500 Dynamic Intraday TCA Index
S&P 500 ESG
S&P 500 ESG Daily Risk Control 5% ER
S&P 500 Engle 12% VT Index
S&P 500 Engle 14% VT TCA Index
S&P 500 FC 7% Index
S&P 500 FC Index
S&P 500 Factor Rotator Daily RC2 7%
S&P 500 Futures Daily Risk Control 5% Index
S&P 500 Futures Index ER
S&P 500 Growth
S&P 500 IQ Index
S&P 500 Index
S&P 500 Low Volatility 5% ER Index
S&P 500 Low Volatility Daily Risk Control 5%
S&P 500 Low Volatility Daily Risk Control 5% Excess Return
S&P 500 Low Volatility Daily Risk Control 8%
S&P 500 Low Volatility PR Daily Risk Control 5% Index
S&P 500 Market Agility 10
S&P 500 RavenPack AI Index
S&P 500 Risk Control 10% Index
S&P 500 Scored & Screened Index
S&P 500 Sector Rotator Daily RC2 5% Index
S&P 500 Sector Rotator Daily RC2 5% Index ER
S&P 500 Secure
S&P 500 Select
S&P 500, Russell 2000, MSCI EAFE
S&P 500, iShares Russell 2000 ETF, MSCI EAFE
S&P Commodity Risk Premia Diversifier TCA Index (USD) ER
S&P Economic Cycle Factor Rotator Index
S&P GSCI Excess Return
S&P Global BMI
S&P Global Diversified 7.5% Index
S&P MARC 5% ER
S&P MARC 5% Excess Return
S&P MARC 5% TR
S&P Maestro 5 Index ER
S&P MidCap 400
S&P PRISM Index
S&P Prism Factor Index
S&P U.S. Dividend Growers VA RC2 7.5% Index
S&P U.S. Retiree Spending
S&P U.S. Retiree Spending Index
SG AI Navigator Index
SG Climate Prepared Index
SG Columbia Adaptive Risk Allocation Index
SG Columbia Global Market States Index
SG Entelligent Agile 6% VT Index
SG Global Balanced Index
SG Global Sentiment Index
SG Laser Index
SG Macro Compass Index
SG Macro Compass Index
SG Nasdaq-100 Edge VC10
SG Smart Climate Index
SG Smart Climate Index
SG Smart Passage RT Index
SPDR Gold Shares
SPDR Gold Shares
Schroders Global Compass
Shiller Barclays CAPE 10% USD TR Index
Shiller Barclays CAPE Allocator 6 Index
Shiller Barclays CAPE US Mid-Month Sector TR Net Index
Shiller Barclays CAPE® US Mid-Month Sector TR Net Index
Shiller Barclays Global Index
Strategic Dynamic Balanced Asset 8 Index
Strategic4 Index
TVBI Index
TVI Index
Technology Select Sector
Total Return
UBS Climate Aware Equity
UBS Climate Aware Equity
UBS Innovative Balanced Index
UBS Market Pioneers
UBS Multi Asset Inflation Aware
UBS Multi Asset Strategy Tactical Rotation Index
UBS Tactical Multi Asset Index
UBS Tech Edge Index
US Balanced Asset 10 Index
US Daily Risk Managed 12 Index
US Innovative Leaders 5 Index
US Multi-Asset Diversified 5 Index
US Multi-Asset Risk Managed 5 Index
US Strategic Balanced Asset 8 Index
Volatility Control Index
WisdomTree Siegel Strategic Value Index
iShares Core S&P 500
iShares Dow Jones U.S. Real Estate
iShares Dow Jones U.S. Real Estate Index Fund
iShares ESG Aware MSCI USA ETF
iShares Gold Trust
iShares MSCI EAFE
iShares MSCI EAFE
iShares MSCI EAFE ETF
iShares MSCI EAFE ETF
iShares MSCI Emerging Markets ETF
iShares MSCI Emerging Markets ETF
iShares Russell 2000 ETF
iShares Russell 2000 ETF
iShares S&P 500 ETF
iShares U.S. Real Estate
iShares U.S. Real Estate
iShares U.S. Real Estate ETF
iShares U.S. Real Estate ETF
iShares U.S. Technology ETF
iShares U.S. Technology ETF
TERM
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1 Year
1.5 Year
10 Year
11 Year
12 Year
13 Year
14 Year
15 Year
2 Year
3 Year
4 Year
5 Year
6 Year
7 Year
8 Year
9 Year
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Monthly
Quarterly
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PROTECTION LEVEL
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Barrier
Buffer
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No
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INCEPTION DATE
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CLOSED DATE
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Description
Version Note
Scrap Book